MiFID II and MiFIR: Stricter Rules for the EU Financial Markets

D. Busch, MiFID II & MiFIR: Stricter Rules for the EU Financial Markets, Law and Financial Markets Review 2017/2-3

Posted: 14 Dec 2017 Last revised: 10 Nov 2018

See all articles by Danny Busch

Danny Busch

Radboud University Nijmegen - Institute for Financial Law (IFR)

Multiple version iconThere are 2 versions of this paper

Date Written: December 12, 2017

Abstract

This article analyses and discusses the new MiFID II and MiFIR rules for the EU financial markets. In particular, it analyses the terms ‘regulated market’, ‘MTF’, ‘OTF’ and ‘(systemic) internalisation’. It also discusses (i) pre-trade and post-trade transparency, (ii) transaction reporting, (iii) data services providers, (iv) concentration of trading, (v) position limits, and (vi) position management powers in the case of trading in commodity derivatives and reporting obligations.

Keywords: MiFID II, MIFIR, EU Financial Markets, Regulated Market, Multilateral Trading Facility (MTF), Organised Trading Facility (OTF), Systemic Internalisation, Pre-Trade Transparency, Post-Trade Transparency, Transaction Reporting, Data Services Providers, Approved Publication Arrangement (APA)

Suggested Citation

Busch, Danny, MiFID II and MiFIR: Stricter Rules for the EU Financial Markets (December 12, 2017). D. Busch, MiFID II & MiFIR: Stricter Rules for the EU Financial Markets, Law and Financial Markets Review 2017/2-3, Available at SSRN: https://ssrn.com/abstract=3086604 or http://dx.doi.org/10.2139/ssrn.3086604

Danny Busch (Contact Author)

Radboud University Nijmegen - Institute for Financial Law (IFR) ( email )

Nijmegen
Netherlands

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