James R. Barth

Auburn University

415 West Magnolia Avenue

Auburn, AL 36849

United States

Milken Institute

1250 Fourth Street

Santa Monica, CA 90401

United States

SCHOLARLY PAPERS

78

DOWNLOADS
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Top 861

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34,187

SSRN CITATIONS
Rank 577

SSRN RANKINGS

Top 577

in Total Papers Citations

285

CROSSREF CITATIONS

1,430

Scholarly Papers (78)

1.

The Regulation and Supervision of Banks Around the World: A New Database

University of Minnesota Financial Studies Working Paper No. 0006; World Bank Policy Research Working Paper No. 2588
Number of pages: 88 Posted: 10 Apr 2001
James R. Barth, Gerard Caprio and Ross Levine
Auburn University, Williams College and University of California, Berkeley - Haas School of Business
Downloads 4,842 (2,029)
Citation 6

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2.
Downloads 3,452 ( 3,622)
Citation 486

Bank Regulation and Supervision: What Works Best?

Number of pages: 65 Posted: 17 May 2001
James R. Barth, Gerard Caprio and Ross Levine
Auburn University, Williams College and University of California, Berkeley - Haas School of Business
Downloads 3,288 (3,856)
Citation 48

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Bank Regulation and Supervision: What Works Best?

NBER Working Paper No. w9323
Number of pages: 48 Posted: 15 Nov 2002 Last Revised: 30 Oct 2010
James R. Barth, Gerard Caprio and Ross Levine
Auburn University, Williams College and University of California, Berkeley - Haas School of Business
Downloads 164 (214,941)
Citation 43

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3.

Financial Regulation and Performance: Cross-Country Evidence

Number of pages: 37 Posted: 20 Apr 2016
James R. Barth, Gerard Caprio and Ross Levine
Auburn University, Williams College and University of California, Berkeley - Haas School of Business
Downloads 2,223 (7,658)

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4.

The Role of Governments and Markets in International Banking Crises: The Case of East Asia

Number of pages: 54 Posted: 02 Sep 1998
James R. Barth, Dan Brumbaugh, Lalita Ramesh and Glenn Yago
Auburn University, Milken Institute, Milken Institute and Milken Institute
Downloads 2,177 (7,920)
Citation 10

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5.

Banking Systems Around the Globe: Do Regulation and Ownership Affect Performance and Stability?

World Bank Policy Research Working Paper No. 2325
Number of pages: 63 Posted: 20 Apr 2016
James R. Barth, Gerard Caprio and Ross Levine
Auburn University, Williams College and University of California, Berkeley - Haas School of Business
Downloads 2,120 (8,287)
Citation 10

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6.

A Cross-Country Analysis of the Bank Supervisory Framework and Bank Performance

Number of pages: 61 Posted: 26 Oct 2002
Auburn University, affiliation not provided to SSRN, Milken Institute and Milken Institute
Downloads 1,929 (9,671)
Citation 24

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banking, bank performance, supervisory structure, bank safety and soundness, development of the banking system, banking industry, structure, scope, independence, financial service, banking crisis, banking crises

7.

Banking Reform in China: Catalyzing the Nation's Financial Future

Number of pages: 17 Posted: 29 May 2004
James R. Barth, Rob Koepp and Zhongfei Zhou
Auburn University, Milken Institute and Queen Mary University of London, School of Law
Downloads 1,774 (11,032)
Citation 11

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China, Finance, Banking, WTO, Reform, Economic Growth

An International Comparison and Assessment of the Structure of Bank Supervision

Number of pages: 56 Posted: 12 Apr 2002
Auburn University, Auburn University, affiliation not provided to SSRN and University of California, Berkeley - Economic Analysis & Policy Group
Downloads 1,449 (14,936)
Citation 13

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bank supervision, international banking, cross-country comparisons of banking

An International Comparison and Assessment of the Structure of Bank Supervision

Corporate Finance Review, Forthcoming
Posted: 27 Jun 2003
Auburn University, Auburn University, affiliation not provided to SSRN and University of California, Berkeley - Economic Analysis & Policy Group

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bank supervision, international banking, cross-country comparisons of banking, central bank

9.

Bank Regulations are Changing: For Better or Worse?

World Bank Policy Research Working Paper No. 4646
Number of pages: 31 Posted: 20 Apr 2016
James R. Barth, Gerard Caprio and Ross Levine
Auburn University, Williams College and University of California, Berkeley - Haas School of Business
Downloads 1,238 (19,342)
Citation 7

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Banks & Banking Reform, Access to Finance, Debt Markets, Emerging Markets

10.

Economic Impacts of Global Terrorism: From Munich to Bali

Number of pages: 40 Posted: 26 Mar 2006
Auburn University, Milken Institute, Milken Institute, Milken Institute and Milken Institute
Downloads 1,028 (25,518)
Citation 8

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Terrorism, panel regression, economic growth, investment, capital formation, terrorist incidents, fatality, injury

11.

China's Housing Market: Is a Bubble About to Burst?

Number of pages: 31 Posted: 05 Jan 2013
James R. Barth, Michael Lea and Tong Li
Auburn University, San Diego State University and Milken Institute
Downloads 985 (27,097)
Citation 13

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China, housing market, asset bubble, home price, homeownership, real estate

12.

Do Bank Regulation, Supervision and Monitoring Enhance or Impede Bank Efficiency?

Number of pages: 50 Posted: 28 Mar 2010
James R. Barth, Chen Lin, Yue Ma, Jesús Seade and Frank M. Song
Auburn University, The University of Hong Kong - Faculty of Business and Economics, City University of Hong Kong (CityUHK) - Department of Economics & Finance, Sun Yat-Sen University (SYSU) - Department of Economics and The University of Hong Kong - School of Economics and Finance
Downloads 858 (32,992)
Citation 29

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China's Changing Financial System: Can it Catch up with, or Even Drive Growth

Number of pages: 52 Posted: 01 Mar 2007
James R. Barth and Gerard Caprio
Auburn University and Williams College
Downloads 413 (83,664)
Citation 1

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China, Banking, Exports, Foreign Exchange Rates, Financial System

China's Changing Financial System: Can it Catch Up With, or Even Drive Growth

Networks Financial Institute Policy Brief No. 2007-PB-05
Number of pages: 51 Posted: 16 May 2007
James R. Barth and Gerard Caprio
Auburn University and Williams College
Downloads 221 (163,999)
Citation 1

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China, financial regulation, financial system

14.

Too Big to Fail and Too Big to Save: Dilemmas for Banking Reform

Number of pages: 95 Posted: 19 Dec 2015
James R. Barth and Clas Wihlborg
Auburn University and Chapman University
Downloads 627 (50,354)
Citation 1

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financial crises, too big to fail, systemically important banks, Dodd-Frank Act, Financial Stability Board, regulation and supervision

15.

The Evolution and Impact of Bank Regulations

World Bank Policy Research Working Paper No. 6288
Number of pages: 27 Posted: 20 Apr 2016
James R. Barth, Gerard Caprio and Ross Levine
Auburn University, Williams College and University of California, Berkeley - Haas School of Business
Downloads 579 (55,814)

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Banks & Banking Reform, Access to Finance, Debt Markets, Public Sector Corruption & Anticorruption Measures, Emerging Markets

16.

Perspectives on the Subprime Mortgage Market

Number of pages: 30 Posted: 12 Dec 2007 Last Revised: 11 Oct 2008
James R. Barth, Tong Li, Triphon Phumiwasana and Glenn Yago
Auburn University, Milken Institute, Milken Institute and Milken Institute
Downloads 521 (63,698)
Citation 2

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Subprime, mortgage, homeownership, foreclosures, hybrid, ARM, FRM

Bank Regulation and Supervision in 180 Countries from 1999 to 2011

Number of pages: 111 Posted: 19 Jan 2013 Last Revised: 29 Jul 2014
James R. Barth, Gerard Caprio and Ross Levine
Auburn University, Williams College and University of California, Berkeley - Haas School of Business
Downloads 443 (76,992)
Citation 4

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financial institutions, Government Policy and Regulation, Comparative Financial Systems

Bank Regulation and Supervision in 180 Countries from 1999 to 2011

NBER Working Paper No. w18733
Number of pages: 112 Posted: 26 Jan 2013 Last Revised: 10 Mar 2021
James R. Barth, Gerard Caprio and Ross Levine
Auburn University, Williams College and University of California, Berkeley - Haas School of Business
Downloads 45 (484,425)
Citation 32

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18.

Trading Losses: A Little Perspective on a Large Problem

Number of pages: 12 Posted: 03 Nov 2012
James R. Barth and Donald McCarthy
Auburn University and Econ One Research, Inc.
Downloads 480 (70,542)
Citation 7

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banks, banking, trading, capital, Volcker rule, Volcker, regulation

19.

Systemically Important Banks (SIBs) in the Post-Crisis Era: 'The' Global Response, and Responses Around the Globe for 135 Countries

Number of pages: 55 Posted: 18 Jul 2013 Last Revised: 24 Jul 2013
James R. Barth, Chris Brummer, Tong Li and Daniel E. Nolle
Auburn University, Georgetown University Law Center, Milken Institute and affiliation not provided to SSRN
Downloads 458 (74,884)
Citation 5

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Systemically Important Financial Institutions, SIFIs, Systemically Important Banks, SIBs, G20, Financial Stability Board, FSB, Basel III, Basel Committee on Banking Supervision, Global Financial Crisis, International Financial System Regulation, Financial System Reform

20.

Banks and Payday Lenders: Friends or Foes?

Number of pages: 22 Posted: 05 Oct 2014
James R. Barth, Jitka Hilliard and John S. Jahera
Auburn University, Auburn University and Auburn University - Harbert College of Business
Downloads 349 (102,402)
Citation 3

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Payday lenders

21.

Corruption in Bank Lending to Firms: Do Competition and Information Sharing Matter?

Number of pages: 47 Posted: 24 Jul 2007
James R. Barth, Chen Lin, Ping Lin and Frank M. Song
Auburn University, The University of Hong Kong - Faculty of Business and Economics, Lingnan University - Department of Economics and The University of Hong Kong - School of Economics and Finance
Downloads 348 (102,740)
Citation 1

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Competition, Information Sharing, Bank Lending, Co

22.

The Eurozone Financial Crisis: Role of Interdependencies between Bank and Sovereign Risk

Number of pages: 34 Posted: 01 Dec 2011
James R. Barth, Apanard Penny Prabha and Greg Yun
Auburn University, University of Illinois at Springfield and affiliation not provided to SSRN
Downloads 341 (105,101)
Citation 1

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sovereign debt crisis, credit default swap spreads, capital requirements, risk-weighted assets, bailout, asset diversification

23.

Spillover Effects from the U.S. Financial Crisis: Some Time-Series Evidence from National Stock Returns

THE FINANCIAL AND ECONOMIC CRISES: AN INTERNATIONAL PERSPECTIVE, Benton Gup, ed., Edward Elgar Publishing, Forthcoming
Number of pages: 38 Posted: 18 Sep 2009
Apanard Penny Prabha, James R. Barth and Hyeongwoo Kim
University of Illinois at Springfield, Auburn University and Auburn University
Downloads 327 (110,184)
Citation 10

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U.S. financial crisis, interdependence, spillover effects, stock market returns

24.

WTO Commitments vs. Reported Practices on Foreign Bank Entry and Regulation: A Cross-Country Analysis

Number of pages: 73 Posted: 29 Nov 2007
Auburn University, World Trade Organization (WTO), affiliation not provided to SSRN and Claremont Colleges - Claremont Graduate University
Downloads 316 (114,338)
Citation 1

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Bank regulation, banking, financial services, financial sector liberalization, foreign bank entry, GATS, trade in services, WTO

25.

The Dodd-Frank Act: Key Features, Implementation Progress, and Financial System Impact

Number of pages: 44 Posted: 02 Sep 2014
James R. Barth, Apanard Penny Prabha and Clas Wihlborg
Auburn University, University of Illinois at Springfield and Chapman University
Downloads 271 (134,437)
Citation 5

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Dodd-Frank, Financial Crisis, Financial Stability, Financial Regulation

26.

Foreign Banking: Do Countries' WTO Commitments Match Actual Practices?

WTO Staff Working Paper No. ERSD-2006-11
Number of pages: 59 Posted: 12 Dec 2006
Auburn University, World Trade Organization (WTO), affiliation not provided to SSRN and Claremont Colleges - Claremont Graduate University
Downloads 267 (136,544)
Citation 6

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Bank regulation, banking, financial services, financial sector liberalization, foreign bank entry, GATS, trade in services, WTO

27.

Commercial Banking Structure, Regulation, and Performance: An International Comparison

Number of pages: 101 Posted: 04 Dec 2013
James R. Barth, Daniel E. Nolle and Tara Rice
Auburn University, affiliation not provided to SSRN and Bank for International Settlements (BIS)
Downloads 249 (146,438)
Citation 55

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Comparative International Banking, Bank Regulation and Supervision

28.

A Cross-Country Analysis of Bank Performance: The Role of External Governance

Number of pages: 45 Posted: 18 Apr 2012
Auburn University, Auburn University - Department of Agricultural Economics and Rural Sociology, affiliation not provided to SSRN and Milken Institute
Downloads 239 (152,422)
Citation 1

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29.

Breaking (Banks) Up is Hard to Do: New Perspective on Too Big to Fail

Number of pages: 47 Posted: 20 Dec 2012 Last Revised: 26 Mar 2013
James R. Barth and Apanard Penny Prabha
Auburn University and University of Illinois at Springfield
Downloads 196 (183,804)
Citation 3

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banks, global systemically important banks, too big to fail, Dodd‐Frank Act, Basel III

30.

Comparative International Characteristics of Banking

Number of pages: 78 Posted: 31 Aug 2013
James R. Barth, Gerard Caprio and Daniel E. Nolle
Auburn University, Williams College and affiliation not provided to SSRN
Downloads 195 (184,612)
Citation 12

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31.

Sources of Systemic Risk (Presentation Slides)

Presentation at Conference on Systemic Risk and the Organization of the Financial System, Chapman University, May 13, 2017
Number of pages: 8 Posted: 05 Oct 2017
James R. Barth
Auburn University
Downloads 184 (194,499)

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Systemic Risk, Too Big to Fail, Complexity, Capital Surcharge

32.

Misdiagnosis: Incomplete Cures of Financial Regulatory Failures

Number of pages: 35 Posted: 30 Jul 2014
James R. Barth, Gerard Caprio and Ross Levine
Auburn University, Williams College and University of California, Berkeley - Haas School of Business
Downloads 179 (199,281)
Citation 4

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Regulation, Supervision, Systemic Risk, Financial Crises, Central Banking

33.

A Primer on the Evolution and Complexity of Bank Regulatory Capital Standards

James R. Barth and Stephen Matteo Miller. “A Primer on the Evolution and Complexity of Bank Regulatory Capital Standards.” Mercatus Working Paper, Mercatus Center at George Mason University, Arlington, VA, February 2017.
Number of pages: 41 Posted: 17 Feb 2017
James R. Barth and Stephen Matteo Miller
Auburn University and George Mason University - Mercatus Center
Downloads 178 (200,262)
Citation 3

Abstract:

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bank regulation, cost-benefit analysis, capital adequacy standards, US banking crises

34.

Greece’s ‘Unpleasant Arithmetic’ Containing the Threat to the Global Economy

Number of pages: 13 Posted: 20 Oct 2011
James R. Barth, Tong Li and Apanard Penny Prabha
Auburn University, Milken Institute and University of Illinois at Springfield
Downloads 177 (201,243)
Citation 2

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Sovereign Debt Crisis, Bank Exposure

35.

A Theoretical and Empirical Assessment of Bank Risk-Shifting Behavior

Number of pages: 31 Posted: 15 Feb 2007
Auburn University, Auburn University, Jinan University - Department & Institute of Finance and Milken Institute
Downloads 168 (210,473)

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Global Banking Systems, Risk-shifting, Basel, Market Discipline

36.

Do State Regulations Affect Payday Lender Concentration?

Number of pages: 26 Posted: 22 Mar 2015
Auburn University, Auburn University, Auburn University - Harbert College of Business and Ryerson University
Downloads 162 (217,010)
Citation 1

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Payday Lending, Small Loans, Credit Issues

37.

Banks and Natural Disasters

Number of pages: 42 Posted: 21 Aug 2019
James R. Barth, Yanfei Sun and Shen Zhang
Auburn University, Ryerson University and Troy University
Downloads 154 (226,452)

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Bank Performance, RateWatch, Natural Disaster

38.

Regulatory Restrictions on US Bank Funding Sources: A Review of the Treatment of Brokered Deposits

Barth, J.R.; Lu, W.; Sun, Y. Regulatory Restrictions on US Bank Funding Sources: A Review of the Treatment of Brokered Deposits. J. Risk Financial Manag. 2020, 13, 130.
Number of pages: 27 Posted: 14 Jun 2018 Last Revised: 19 Jun 2020
James R. Barth, Yanfei Sun and Wenling Lu
Auburn University, Ryerson University and Western Michigan University - Finance & Commercial Law
Downloads 148 (233,859)
Citation 2

Abstract:

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39.

Banking Structure and Regulation in 1993 and 2013: A Cross-Country Comparison

Number of pages: 41 Posted: 18 Jun 2014
Auburn University, affiliation not provided to SSRN and University of Illinois at Springfield
Downloads 126 (265,404)
Citation 1

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Bank regulation, capital requirements, deposit insurance, restrictions on bank activities, banking supervision

40.

On Education Level and Terms in Obtaining P2P Funding: New Evidence from China

Number of pages: 33 Posted: 18 Apr 2016 Last Revised: 11 Feb 2017
Junhui Xu, Jitka Hilliard and James R. Barth
Guangzhou University, Auburn University and Auburn University
Downloads 125 (267,022)

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peer-to-peer funding, demand for credit, education, interest rates, credit ratings

41.

U.S. Debt and Deficits: Time to Reverse the Trend

Milken Institute White Paper, November 2011
Number of pages: 12 Posted: 30 Nov 2011 Last Revised: 22 May 2012
James R. Barth and Tong Li
Auburn University and Milken Institute
Downloads 115 (283,740)

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42.

State Pension Plans for Public Employees: A Rough Road Ahead

Number of pages: 31 Posted: 20 Apr 2016
Auburn University, Auburn University, Auburn University - Harbert College of Business, Auburn University, Harbert College of Business, Department of Finance, Students and Auburn University - Department of Aviation Management and Logistics
Downloads 114 (285,488)
Citation 1

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Public pension funds, funded ratio

43.

Stumbling Blocks to Entrepreneurship in Low- and Moderate-Income Communities

Number of pages: 59 Posted: 05 Sep 2008
James R. Barth, Glenn Yago and Betsy Zeidman
Auburn University, Milken Institute and Milken Institute
Downloads 114 (285,488)
Citation 1

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Access to capital, Barriers, Community Reinvestment Act of 1977, Community development, Economic growth, Lending policies, Low income groups, Public policies, Social welfare, Startup rates

Too Big to Fail: Measures, Remedies, and Consequences for Efficiency and Stability

Number of pages: 75 Posted: 21 Sep 2016
James R. Barth and Clas Wihlborg
Auburn University and Chapman University
Downloads 110 (294,200)
Citation 2

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Too Big to Fail: Measures, Remedies, and Consequences for Efficiency and Stability

Financial Markets, Institutions & Instruments, Vol. 26, Issue 4, pp. 175-245, 2017
Number of pages: 71 Posted: 16 Oct 2017
James R. Barth and Clas Wihlborg
Auburn University and Chapman University
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banking reform, bank stability, global banking, systemic risk, Too‐big‐to‐fail

45.

Global Trends in the Bank Regulatory and Supervisory Environment

Number of pages: 97 Posted: 31 Aug 2013
James R. Barth, Jie Gan and Daniel E. Nolle
Auburn University, Cheung Kong Graduate School of Business and affiliation not provided to SSRN
Downloads 105 (302,301)
Citation 2

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46.

Resolving Too-Big-to-Fail Banks in the United States

Number of pages: 41 Posted: 25 Mar 2013
James R. Barth and Apanard Penny Prabha
Auburn University and University of Illinois at Springfield
Downloads 102 (308,242)
Citation 1

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Federal Deposit Insurance Corporation (FDIC), too big to fail, bank failures, Dodd-Frank Act, Orderly Liquidation Authority, banks, bank regulators

47.

The Big Keep Getting Bigger: Too-Big-to-Fail Banks 30 Years Later

Number of pages: 4 Posted: 14 Oct 2014
James R. Barth and Moutusi Sau
Auburn University and Milken Institute
Downloads 91 (331,685)

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Banking, Too big to fail, Regulation, Dodd-Frank, Capital Regulation and Supervision, Financial Liberalization, Banking Crisis

48.

A New Look at the Performance of Industrial Loan Companies and Their Contribution to the US Banking System

Number of pages: 61 Posted: 20 Jun 2018 Last Revised: 05 Dec 2018
James R. Barth and Yanfei Sun
Auburn University and Ryerson University
Downloads 84 (348,472)
Citation 1

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ILC, Banks, Regulation

49.

For Whom are We Building the American Dream?

Number of pages: 11 Posted: 03 Apr 2015
James R. Barth, Ross Levine and Moutusi Sau
Auburn University, University of California, Berkeley - Haas School of Business and Milken Institute
Downloads 80 (358,669)

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Housing Finance, Housing reform, Homeownership

50.

Changes in the Payday Lending Industry: Does Regulation Depend Solely on Which Party Holds Power?

Number of pages: 8 Posted: 25 Aug 2015 Last Revised: 10 Oct 2015
James R. Barth, Gerard Caprio and Moutusi Sau
Auburn University, Williams College and Milken Institute
Downloads 75 (372,213)

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Payday Lending, Predatory Lending

51.

Walmart: The New 'Go-To' Bank?

Number of pages: 4 Posted: 25 Nov 2014
James R. Barth and Moutusi Sau
Auburn University and Milken Institute
Downloads 67 (395,844)

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Walmart, Industrial Loan Companies, Capital Access, Payday lenders

52.

The U.S. Housing Market in 2014: How Much Financing is Needed, and Who Will Supply It?

Number of pages: 35 Posted: 17 May 2012
James R. Barth, Tong Li and Daniel E. Nolle
Auburn University, Milken Institute and affiliation not provided to SSRN
Downloads 64 (405,315)

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Housing finance, GSEs, Fannie Mae, Freddie Mac, securitization, banks

53.

Opportunity Zones for Economic Development and Job Creation: The 'Nuts and Bolts' and a Look at Alabama

Number of pages: 37 Posted: 24 Apr 2019
James R. Barth and Shen Zhang
Auburn University and Troy University
Downloads 60 (418,659)
Citation 1

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54.

Interest Groups and Bank Regulation

Number of pages: 18 Posted: 08 Oct 2013
James R. Barth, Apanard Penny Prabha and Wenling Lu
Auburn University, University of Illinois at Springfield and Western Michigan University - Finance & Commercial Law
Downloads 56 (432,687)

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Public-Interest View, Private-Interest View, Bank Regulation, Private Monitoring

55.

U.S. Minority Banks: Why So Few — After 150 Years?

Number of pages: 57 Posted: 20 Aug 2019 Last Revised: 09 Sep 2020
James R. Barth and Jiayi Xu
Auburn University and Auburn University
Downloads 50 (454,973)

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Minority Banks, Bank Performance, Bank Risk, Bank Branches

56.

Designating Bank SIFIs: An Arbitrary Threshold for Risk

Number of pages: 7 Posted: 10 Nov 2015
James R. Barth and Moutusi Sau
Auburn University and Milken Institute
Downloads 50 (454,973)
Citation 2

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payday lending, Dodd-Frank, SIFI, BHC

57.

The Fed's Rough Road Ahead

Milken Institute Review, Third Quarter, 2013
Number of pages: 9 Posted: 15 Aug 2013 Last Revised: 08 Oct 2013
James R. Barth and Apanard Penny Prabha
Auburn University and University of Illinois at Springfield
Downloads 44 (479,588)

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Federal Reserve's Balance Sheet, Great Recession, Quantitative Easing, Exit Strategy

58.

Application of Difference-in-Differences Strategies in Finance: The Case of Natural Disasters and Bank Responses

Number of pages: 21 Posted: 08 Feb 2021 Last Revised: 22 Mar 2021
James R. Barth, Kang Lee, Xuan Shen and Yeosong Yoon
Auburn University, Auburn University - Department of Aviation Management and Logistics, affiliation not provided to SSRN and Auburn University
Downloads 38 (506,457)

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Natural Disasters, Banks, Deposit Rates, Difference-in-Differences, Matching, Bank Branches, Common Trend

59.

On the Rising Complexity of Bank Regulatory Capital Requirements: From Global Guidelines to their US Implementation

Number of pages: 55 Posted: 29 Oct 2018 Last Revised: 03 Nov 2018
James R. Barth and Stephen Matteo Miller
Auburn University and George Mason University - Mercatus Center
Downloads 34 (525,955)
Citation 4

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bank regulation, capital adequacy standards, regulatory complexity, US banking crises

60.

It's Your Money: Todays Technology Lets You Take it When You Need it

Number of pages: 10 Posted: 15 Dec 2016
James R. Barth and Edwin Helm
Auburn University and Acumen Capital Group
Downloads 33 (531,146)

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FlexWage, Payday Lending, Technology

61.

On the Dynamic Capital Structure of Nations: Theory and Empirics

Number of pages: 28 Posted: 23 Aug 2019
James R. Barth, YINAN NI and Yanfei Sun
Auburn University, Auburn University and Ryerson University
Downloads 29 (552,553)

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Dynamic Capital Structure, Fiat Money, Foreign-Currency Debt, Stochastic Model, Inflation Risk, Default Risk

62.

Alabama's Public Pensions: Building a Stable Financial Foundation for the Years Ahead

Number of pages: 54 Posted: 12 Jun 2015
James R. Barth and John S. Jahera
Auburn University and Auburn University - Harbert College of Business
Downloads 26 (570,430)

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pensions, retirement systems, cash balance, unfunded pensions

63.

Bank Safety and Soundness and the Structure of Bank Supervision: A Cross-Country Analysis

International Review of Finance, Vol. 3, pp. 163-188, September 2002
Number of pages: 26 Posted: 30 Dec 2004
Auburn University, Auburn University, affiliation not provided to SSRN and University of California, Berkeley - Economic Analysis & Policy Group
Downloads 23 (589,672)
Citation 4
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64.

An American Perspective on Financial Market Development in Emerging Asia (Presentation Slides)

3rd Chapman Conference on Money and Finance - Financial Market Development in Emerging Asia: Impact on Corporate Performance, Capital Flows and Politics | May 4, 2018
Number of pages: 10 Posted: 26 Jul 2019
James R. Barth
Auburn University
Downloads 19 (616,189)

Abstract:

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Financial Systems, Share Ownership, Bond Markets

65.

Runs to Bank: The Role of Sweep Banking Deposits During Market Downturns

Number of pages: 56 Posted: 22 Mar 2021 Last Revised: 23 Mar 2021
James R. Barth, Mark L. Mitchell and Yanfei Sun
Auburn University, University of Chicago - Booth School of Business and Ryerson University
Downloads 15 (643,912)

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brokerage firms, sweep deposits, bank deposits, market crashes

66.

Housing Price Collapse Worsens the Opportunities for Educational Attainment for the Young in Cities Nationwide

Number of pages: 9 Posted: 09 Jun 2015
I-Ling Shen and James R. Barth
Catholic University of Louvain (UCL) and Auburn University
Downloads 13 (658,466)

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Housing Prices, Educational Attainment, Young People, Job Opportunities

67.

Benefits and Costs of a Higher Bank Leverage Ratio

Journal of Financial Stability, Forthcoming
Number of pages: 48 Posted: 09 Feb 2017 Last Revised: 15 Jan 2020
James R. Barth and Stephen Matteo Miller
Auburn University and George Mason University - Mercatus Center
Downloads 11 (673,107)
Citation 4

Abstract:

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bank regulation, cost-benefit analysis, capital adequacy standards, US banking crises

68.

Industrial Loan Companies: Where Banking and Commerce Meet

Financial Markets, Institutions & Instruments, Vol. 21, Issue 1, pp. 1-69, 2012
Number of pages: 69 Posted: 10 Jan 2012
Auburn University, Milken Institute, affiliation not provided to SSRN, affiliation not provided to SSRN and Milken Institute - Financial Research Group
Downloads 4 (725,594)
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69.

Do Shareholder Coalitions Affect Agency Costs? Evidence from Italian Listed Companies

Research in International Business and Finance, Forthcoming
Posted: 02 Mar 2018
Fabrizio Rossi, James R. Barth and Richard J. Cebula
University of Cassino and Southern Lazio, Auburn University and Armstrong Atlantic State University

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agency theory; debt; ownership structure; multiple blockholders; family-controlled firms; GMM estimation

70.

Female Representation in the Boardroom and Firm Debt: Empirical Evidence from Italy

Journal of Economics and Finance, Forthcoming
Posted: 07 Jul 2017
Fabrizio Rossi, Richard J. Cebula and James R. Barth
University of Cassino and Southern Lazio, Armstrong Atlantic State University and Auburn University

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Agency costs, Corporate governance, Critical mass, Debt, Female representation on corporate boards of directors, Panel data,

71.

US Debt and Deficits: Time to Reverse the Trend

Economic Affairs, Vol. 32, Issue 3, pp. 97-101, 2012
Number of pages: 5 Posted: 20 Oct 2012
James R. Barth
Auburn University
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budget deficits, entitlement programmes, federal government, Great Depression, national debt

72.

Book Review: Guardians of Finance Making Regulators Work for Us

Journal of Applied Finance, Fall/Winter 2012, Volume 22, No.2
Posted: 11 Sep 2012
James R. Barth, Gerard Caprio and Ross Levine
Auburn University, Williams College and University of California, Berkeley - Haas School of Business

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financial crisis, Glass-Steagall Act, Dodd Frank Act (DFA)

73.

Just How Big is the Too Big to Fail Problem?

Posted: 27 Mar 2012 Last Revised: 02 Oct 2017
James R. Barth, Apanard Penny Prabha and Phillip Swagel
Auburn University, University of Illinois at Springfield and University of Maryland - School of Public Policy

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banks, financial firms, financial crisis, too big to fail, Dodd-Frank Act, Basel III

74.

Bank Regulation in the United States

CESifo Economic Studies, Vol. 56, Issue 1, pp. 112-140, 2010
Posted: 22 Feb 2010
James R. Barth, Tong Li and Wenling Lu
Auburn University, Milken Institute and Milken Institute

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banks, banking regulation, bank crises, subprime mortgage markets, financial institutions

75.

A Cross-Country Assessment of Bank Risk-Shifting Behavior

Review of Pacific Basin Financial Markets and Policies, Vol. 11, Issue 1, pp. 1-34, 2008
Posted: 14 Oct 2009
Auburn University, Auburn University, Jinan University - Department & Institute of Finance and Milken Institute

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Banking, financial institutions, regulation and risk

76.

The Rise and Fall of the U.S. Mortgage and Credit Markets: A Comprehensive Analysis of the Meltdown (An Excerpt)

THE RISE AND FALL OF THE U.S. MORTGAGE AND CREDIT MARKETS: A COMPREHENSIVE ANALYSIS OF THE MELTDOWN, John Wiley and Sons, April 2009
Posted: 27 Feb 2009 Last Revised: 13 Mar 2009
Auburn University, Milken Institute, Milken Institute, Milken Institute and Milken Institute

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Subprime, Mortgage, Credit market, Financial crisis

77.

Thrift Conversions and Windfall Profits: An Empirical Examination

Posted: 03 Nov 1999
Auburn University - Harbert College of Business, Auburn University - Harbert College of Business, Auburn University - Harbert College of Business and Auburn University

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78.

Determinants of U.S. Commercial Bank Performance: Regulatory and Econometric Issues

Posted: 25 Aug 1998
affiliation not provided to SSRN, Auburn University, Academia Sinica and Auburn University - Harbert College of Business

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